1.Identify the strategic and operational impact of financial regulations, compliance and risk management

Risk, Regulation and Compliance for RKC

On successful completion of this assessment, you will be able to:

Knowledge and Understanding

1.Critically analyse financial theories, concepts and economic models of regulation and compliance in a range of economic contexts

2. Analyse and critically evaluate the ways in which regulations are adapted in view of specific market culture and consumer behaviour

3. Critically evaluate the role of regulations and compliance in the strategic prevention of systemic risk and contagion and the enhancement of social responsibility and economic sustainability

4. Analyse and critically evaluate the role of central bank and government regulations and compliance requirements in asset risk management and liquidity from international perspectives

 

Transferable/Key Skills and other Attributes

1.Identify the strategic and operational impact of financial regulations, compliance and risk management

2.Work on their own and with others in analysing and presenting solutions to compliance and risk modelling in the solving of organisational problems and issues in the financial sector

3.Manage their time to meet deadlines in both group discussions and in preparation of in-class activities

4.Develop and enhance research skills and analytical capability for use in an organisational context 

TASK

1 Choosing a specific European bank, and produce a final report covering the following issues: Discuss different types of risks this bank manages. Gather evidence and discuss whether these risks have been sufficiently managed since 2005. (35 marks)

2 Discuss the regulatory relationship and how this has influenced this bank’s risk management. (30 marks)

3 With reference to both micro and macro prudential policy and regulation, critically analyse the impact of the Basel III Guidelines on this bank’s risk management. (35 marks