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AC 1.1 An evaluation of both the aims and at least three objectives of employment regulation

5OS01 Specialist Employment Law

Learner assessment brief

Level 5 Diploma in People Management

5OS01 – Specialist employment law

This unit explores key areas of employment legislation and its legal framework. It focuses on how people professionals are obliged to take account of legal requirements in different jurisdictions when carrying out the varied aspects of their role.

CIPD’s insight factsheets

CIPD provide a number of factsheets in relation to employment law:

  • Recruitment
  • Terms and conditions of employment
  • Employees and workers
  • Holiday entitlement and pay
  • Working time
  • Maternity and parental rights
  • Sex discrimination
  • Equal pay
  • Disability, race, religion and belief, sexual orientation discrimination
  • Discipline and grievance
  • Dismissal
  • Employment tribunals
  • TUPE
  • Redundancy

Follow this link to access CIPD’s factsheets and learn more about employment law.

You can also use these links to learn about:

Employment law updates on recent and upcoming legislation

Employment law in the UK and how it is made

You can follow this link to access a number of informative podcast

Case Study

Acenez Research Labs (ARL) is an innovative scientific organisation. Its goal is to research digital health solutions and transform medicine development in the future. It is a small UK company based in Cambridge and until recently employed 30 staff. It was set up by two biologists around five years ago, and they manage the operations of the company in addition to carrying out their own research.

Due to the global pandemic, ARL have received funding from a number of organisations to develop its research, which has resulted in the recruitment of over 60 new staff, including 15 managers. The recruited managers are excellent biologists but have limited management experience dealing with HR-related matters.

Up until recently, the organisation has not had a HR department, with most HR tasks carried out by one of the Senior Directors. However, a number of grievances and employment cases have been raised and must be addressed.

You have been appointed as an external consultant for ARL. You will provide employment legislation advice to the Directors of HR and help them reduce the number of complaints and grievances. The Director has given you examples of the current problems within ARL and has asked for your advice. The plan is to develop a manager’s toolkit, to be used for training purposes in the future.

Scenario One: ARL value fairness during the recruitment and selection process. However, the HR department has recently received a complaint from a prospective member of staff. This person was verbally offered a job after their interview, but they had the offer withdrawn following a discussion with their referee about their ability to cope with the job.

Scenario Two: ARL provide fixed salary scales for biologists and they all start on the salary of £25,000 per annum. Most of the 60 new recruits were male, with only one female being recruited. However, during informal discussions in the staff room, the female biologist revealed that her starting salary was £30,000, resulting in a number of complaints.

Scenario Three: ARL contracts of employment have always outlined the hours/days to be worked, rates of pay and place of work. However, due to the size of the new contracts and the expansion, ARL have been looking to review the contracts in terms of hours worked. ARL have suggested that the contract be changed from 0900-1700, Monday-Friday, to 08:00-20:00, Monday-Sunday. It has just sent an email to all staff, informing them the change will be implemented from the first of next month. However, ARL have also been approached by an international pharmaceutical company who may be interested in taking them over the in the future. Staff are concerned about their rights in relation to transfer of undertakings.

Scenario Four: It is quite common for the biologists to become very involved in their research, resulting in them working long hours and failing to take the required rest breaks. A number of employees have placed flexible working requests, but these have all been declined due to a lack of understanding from the Senior Director.

Scenario Five: Following the extensive expansion of ARL, a restructure has taken place. The marketing team used to be made up of four individuals, including their manager. This marketing manager took maternity leave and during this time the other three individuals absorbed her workload. ARL labs made the marketing manager job role redundant during the maternity leave and re-employed her in a different department. The marketing manager complained that the redundancy was in relation to taking maternity leave and not due to the job role.

Preparation for tasks:

  • At the start of the assignment, you are encouraged to plan your assessment work with your assessor and, where appropriate, agree milestones so that they can help you monitor your progress
  • Refer to the indicative content in the unit guide and support your evidence
  • Pay attention to how your evidence is presented. Remember, you are working in the People Development Team for this task
  • Ensure that the evidence generated for this assessment remains your own work

You will also benefit from:

  • Acting on formative feedback from your assessor
  • Reflecting on your own experiences of learning opportunities, training and continuing professional development
  • Taking advantage of the CIPD factsheets, reports and podcasts, and any other online material on these topics

Task 1: Manager’s briefing paper

The HR manager has asked you to produce a manager’s briefing of no more than one page, to be emailed to them at the end of the month. It should provide updated guidance on the purpose of employment regulation and why it is enforced in practice. Your briefing paper should be professionally produced, including appropriate images to support your discussion.

The briefing paper must include:

  • An evaluation of both the aims and at least three objectives of employment regulation (AC1.1)
  • An examination of the role played by the tribunal and courts system in enforcing employment law covering the hierarchy of the court system in the UK (AC1.2)
  • An explanation of how employment cases are settled in terms of the role of ACAS and use of COT3 (GB) and the early conciliation process (part of AC1.3) before the start of proceedings
  • An explanation of how cases are setting during formal legal proceedings in terms of settlement agreements (part of AC1.3).

Your evidence must consist of:

Briefing Paper including appropriate images of approximately 1000 words.

Task 2: Manager’s toolkit

Using the scenarios you have been provided with, produce a number of professionally presented pages to be part of the manager’s toolkit available on the HR portal. The document should include a front cover and contents page.

Page one should cover scenario one and advice for managers:

  • Evaluating the principles of discrimination law in recruitment, selection, and employment (AC2.1)

Page two should cover scenario two and advice for managers:

  • The legal requirements in relation to defencing equal pay claims and conducting equal pay reviews (AC2.2)
  • Explaining the major statutory rights workers have in relation to pay (AC4.1)

Page three should cover scenario three and advice for managers

  • Discussing the legal implications of managing the change in relation to the working hours (AC3.1)
  • Explaining the legal requirements relating to the transfer of undertakings (AC3.2)

Page four should cover scenario four and advice for managers:

  • Explaining the major statutory rights in leave and working time (AC4.2)
  • Explain other employment rights relating to flexible working (AC4.4)

Page five should cover scenario five and advice for managers:

  • Explain the main principles of maternity, paternity, and adoption rights in the context of employment rights (AC4.3)

Your evidence must consist of:

Manager’s toolkit which includes a number of professionally presented pages to be stored on the HR portal including images and used a self-study resource for managers. The toolkit should be approximately 2600 words.

Assessment criteria evidence checklist

Use this as a checklist to make sure you have included the required evidence to meet the task. Please enter the evidence title and where it can be referred to. An example has been provided for you.

Task One: Manager’s Briefing Paper

 

Assessment Criteria

Evidence d Y/N

Evidence Reference (filename)

You must add in the

name of the file you have used.

1.1

Evaluate the aims and objectives of employment regulation

 

Example e.g.

1.2

Examine the role played by the tribunal and courts system in enforcing employment law

 

 

1.3

Explain how cases are settled before and during formal legal procedures

 

 

 

Task Two: Managers Toolkit

 

Assessment Criteria

Evidenced Y/N

Evidence Reference (filename)

You must add in the name of the file you have used.

2.1

Evaluate the principles of discrimination law in recruitment, selection and employment

 

 

2.2

Discuss the legal requirements of equal pay

 

 

4.1

Explain the major statutory rights workers have in relation to pay

 

 

3.1

Discuss the legal implications of managing

change

 

 

3.2

Explain the legal requirements relating to transfer of undertakings

 

 

4.2

Explain the major statutory rights in leave

and working time

 

 

4.4

Explain other employment rights relating to flexible working

 

 

4.3

Explain the main principles of maternity, paternity, and adoption rights in the context of employment rights

 

 

Assessment criteria marking descriptors:

Assessors will mark in line with the following assessment criteria (AC) marking descriptors, and will indicate where the learner sits within the marking band range for each AC.

Assessors must provide a mark from 1 to 4 for each assessment criteria within the unit. Assessors should use the mark descriptor grid as guidance so they can provide comprehensive feedback that is developmental to leaners.

Please be aware that not all the mark descriptors will be present in every assessment criterion, so the assessor must use their discretion in marking grading decisions.

The grid below shows the range for each unit assessment results based on total number of marks awarded across all assessment criteria.

To pass the unit assessment learners must achieve a 2 (Low Pass) or above for each of the assessment criteria.

The overall result achieved will dictate the outcome the learner receives for the unit, provided NONE of the assessment criteria have been failed or referred.

Please note that learners will receive a Pass or Fail result from the CIPD at unit level. Referral grades can be used internally by the centre.

Overall mark

Unit result

0-21

Fail

22-28

Low Pass

29-36

Pass

37-44

High Pass

Marking Descriptors

Mark

Range

Descriptor

1

Fail

Insufficient demonstration of knowledge, understanding or skills (as appropriate) required to meet the AC.

Insufficient examples included, where required, to support answers.

Presentation and structure of assignment is not appropriate and does not meet the assessment brief.

2

Low Pass

Demonstrate an acceptable level of knowledge, understanding or skills (as appropriate) required to meet the AC.

Sufficient and acceptable examples included, where required, to support answers.

Required format adopted but some improvement required to the structure and presentation of the assignment.

Answers are acceptable but could be clearer in responding to the task and presented in a more coherent way.

3

Pass

Demonstrates good knowledge, understanding or skills (as appropriate) required to meet the AC.

Includes confident use of examples, where required, to support each answer.

Presentation and structure of assignment is appropriate for the assessment brief.

Answers are clear and well expressed.

4

High Pass

Demonstrates a wide range of confident level of knowledge, understanding or skill (as appropriate).

Includes strong examples that illustrate the point being made, that link and support the answer well.

Answers are applied to the case organisation or an alternative organisation.

Answers are clear, concise, and well argued, directly respond to what has been asked.

The presentation of the assignment is well structured, coherent, and focusses on the need of the questions.

Includes clear evidence of the use of references to wider reading to help inform answer.


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